Individual InvestorsEmployee Shareholders Institutional InvestorsPrivate Companies Accredited InvestorsSeed & Angel InvestorsAsset Managers & Hedge FundsFamily OfficesVenture Capital FirmsWealth Managers & RIAsWho We Serve Trading Data Liquidity Programs Retirement Institutional TradingForge ProTrade private companies with Forge’s institutional brokerage tool​Browse CompaniesIndividual InvestingForge MarketsFind new private company investment opportunities​Forge PriceA proprietary indicative price, calculated daily, for approximately 200 pre-IPO companiesForge DataAnalyze private markets via Forge’s intuitive web application​Forge Private Market Index​Monitor a benchmark for actively traded private companies ​Forge Accuidity Private Market Index​Invest in an institutionally-managed diversified basket of private companies (QPs only)​Liquidity ProgramsRetain and reward employees with company-sponsored liquidity solutions like tender offers and customized programsSelf-Directed IRAForge TrustInvest in private companies and other alternative assets through a tax-advantaged Self-Directed IRAWhat We Do All Insights Private Market Reports Market Insights Buying and Selling Pre-IPO​ Private Market UpdatesForge Investment OutlookPrivate Market Data and Analytics​Tech IPO Calendar for 2025Magnificent 7Buying Pre-IPO Shares​Selling Pre-IPO SharesGlossaryFAQsInsights About UsLeadershipInvestor RelationsPeople & CultureCareers About
Log InSign Up
Who We Serve
What We Do
Insights
About
Who We Serve
Individual Investors
Institutional Investors
What We Do
Trading
Institutional Trading
Individual Investing
Data
Liquidity Programs
Retirement
Self-Directed IRA
Insights
Private Market Reports
Market Insights
Buying and Selling Pre-IPO​
About
Log In
Sign Up

FINRA Public Disclosure Program

Version 20230524•May 24, 2023

As a member of the Financial Industry Regulatory Authority (“FINRA”), Forge Securities LLCis required to provide to you information regarding the FINRA Public Disclosure Program for investors which allows you, the investor, to learn about the professional background, business practices, and conduct of FINRA member firms and their brokers.

FINRA’s BrokerCheck Hotline provides certain information regarding the disciplinary history of FINRA members and their associated persons in response to inquiries via:

  1. FINRA’s toll-free telephone listing (1-800-289-9999); or
  2. FINRA’s website (www.finra.org).

Additionally, a​n investor brochure that includes information concerning the FINRA Public Disclosure Program is available at no charge by calling the Public Disclosure Hotline or through the FINRA website​.